WebFeb 28, 2012 · On February 9, 2012, the U.S. Commodity Futures Trading Commission (CFTC) rescinded CFTC Rule 4.13 (a) (4), which is the exemption from CFTC registration as a Commodity Pool Operator (CPO) that is commonly used by general partners, managers and sponsors of private funds that trade futures. WebCFTC Regulation 4.22 Amended Earlier this year the Commodities Futures Trading Commission (“CFTC”) proposed amendments to certain Part 4 Regulations. Last week, after a lengthy comment and revision period, the CFTC published the amendments in the Federal Register.
Section 4.13 - Exemption from registration as a commodity pool …
Web(iii) Any personnel exercising direct supervisory authority of the performance of the activities described in paragraph (b)(1)(i) or of this section. (2) Customer means a futures … WebOn September 9, 2014, the Commodity Futures Trading Commission (the "CFTC") Division of Swap Dealer and Intermediary Oversight ("DSIO") issued exemptive relief allowing certain commodity pool operators ("CPOs") to engage in general solicitation and general advertising. Prior to this exemptive relief, discrepancies existed between the … the dwm or graphics card has some issues
eCFR :: 17 CFR Part 4 -- Commodity Pool Operators and …
WebA reporting person operating a pool that meets the conditions specified in § 4.22 (d) (2) (i) to present and compute the commodity pool's financial statements contained in the Annual Report other than in accordance with United States generally accepted accounting principles and has filed notice pursuant to § 4.22 (d) (2) (iii) may also use the … WebAug 11, 2024 · As proposed, the Affiliate Support Exemption would impose two conditions, which are designed (1) to protect against use of such capital contributions to evade the purposes of the Part 4 regulation and (2) to prevent such contributions by persons who are “barred from participating in the U.S. commodity interest markets.” [12] B. WebFeb 14, 2012 · Rule 4.5 Amendment. On February 9, the Commodity Futures Trading Commission (CFTC) adopted final amendments to its Part 4 Rules, which set out the registration and compliance obligations for ... the dwing of interior door